Theranostics 2013; 3(5):346-353. doi:10.7150/thno.5137

Research Paper

Upconversion Nanophosphors Naluf4:Yb,Tm for Lymphatic Imaging In Vivo by Real-Time Upconversion Luminescence Imaging under Ambient Light and High-Resolution X-ray CT

Yun Sun, Juanjuan Peng, Wei Feng, Fuyou Li Corresponding address

Department of Chemistry, Fudan University, 220 Handan Road, Shanghai 200433, P.R. China

This is an open access article distributed under the terms of the Creative Commons Attribution (CC BY-NC) License. See for full terms and conditions.
Sun Y, Peng J, Feng W, Li F. Upconversion Nanophosphors Naluf4:Yb,Tm for Lymphatic Imaging In Vivo by Real-Time Upconversion Luminescence Imaging under Ambient Light and High-Resolution X-ray CT. Theranostics 2013; 3(5):346-353. doi:10.7150/thno.5137. Available from

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Lanthanide upconversion nanophosphor (UCNP) has attracted increasing attention for potential applications in bioimaging due to its excellence in deep and high contrast imaging. To date, most upconversion imaging applications were demonstrated in dark surroundings without ambient light for higher signal-to-noise ratio, which hindered the application of optical imaging guided surgery. Herein, the new established NaLuF4-based UCNP (NaLuF4:Yb,Tm, ~17 nm) with bright upconversion emission around 800 nm as imaging signal was used to realize imaging under ambient light to provide more convenient for clinician. Moreover, due to the existance of heavy element lutetium (Lu) in the host lattice, the NaLuF4:Yb,Tm nanoparticles can also be used as an X-ray CT imaging agent to enhance the imaging depth and in vivo imaging resolution.

Keywords: Lanthanide, upconversion luminescence, lutetium, computed tomography, bioimaging


Multimodal imaging has attracted increasing attentions, because different molecular imaging methods provide different spatial resolution, imaging depth, and areas of application.[1] For example, X-ray computed tomography (CT) imaging gives more anatomic detail in living animals than other in vivo imaging tools, based on differential X-ray absorption, to show the tissues such as bone and calcifications composed of elements with high atomic number within the body.[2-4] Fluorescence imaging provides a sole tool for visualizing living biosamples from cell to animal.[5] Nevertheless, photoluminescence imaging can only achieve millimeter resolution in the in vivo observation, which is poorer than those of CT (~50 μm), and also limited by poor imaging depth.[6] By combining fluorescence imaging and CT imaging, the ability to accurately track biological behavior in specified sites in vivo could be achieved. Therefore, it is required to develop multifunctional materials for multi-modality molecular imaging.

Due to their unique 4f electron structure, lanthanide ions provide rich optical, electronic, and magnetic properties.[7-11] And thus the lanthanide-based nanoparticles have been explored as imaging agents for luminescence imaging, magnetic resonance imaging (MRI), X-ray CT, and positron emission tomography (PET) and single photon emission computed tomography (SPECT).[4, 11-16] In particular, lanthanide-based nanoparticles for upconversion luminescence (UCL) imaging in vivo of whole-body animals have attracted increasing attentions. When the host is co-doped with Yb3+ as a sensitizer, and Er3+ or Tm3+ as an emitter, lanthanide-based nanoparticles show unique UCL emission under continuous-wave excitation at 980 nm,[17-44] with sharp emission lines, large anti-Stokes shift of several hundred nanometers, non-photoblinking, and superior photostability. Using such lanthanide-based upconversion nanophosphors (UCNPs) as photoluminescent probes, the high-contrast bioimaging of living cells and whole-body small animals has been achieved, with low autofluorescence and excellent penetration depth.[8, 26] However, previously reported UCL imaging was performed in dark box to increase the signal-to-noise ratio (SNR), which hindered the operation of researcher and clinician.

On the other hand, realtime and facile lymphatic imaging is considered as an urgent problem faced in clinical because lymphatic metastasis is one of the two main metastasis pathway, and the lymphatic drainage has high individual variability. In the surgical operation, the lymph node and lymphatic vessel must be cleared completely to decrease the neoplasm recurrence.[45, 46] Thus, lymphatic imaging is important for tumor metastasis diagnosis and its surgical operation. In previous studies, lymphatic imaging by fluorescence imaging is limited because of the presence of autofluorecence from biological sample and low SNR.[46] Even using UCL imaging, the lymph node imaging other than lymph vessel imaging has been achieved to date.

In this present study, we developed NaLuF4-based upconversion nanoparticles for dual-modal imaging of lymphatic vessel through combining upconversion luminescence imaging and X-ray CT imaging. Our design strategy of choosing NaLuF4 as host is based on the fact that the lutetium (Lu3+) ion has full-occupied f-electron, large atomic number of 71, and high electron density of 9.85 g/cm3. The X-ray attenuation coefficient depends on the atomic number and electron density of the CT agent; the higher the atomic number and electron density, the higher the attenuation coefficient.[47] Therefore, theoretically, NaLuF4 nanocrystals could provide effective simultaneous X-ray absorption. At the same time, NaLuF4 as host has been reported to show excellent upconversion luminescence property. We also developed the method for upconversion luminescence imaging in vivo under ambient light.

Materials and methods

All the starting materials were obtained from commercial supplies and used as received. Rare-earth oxides Lu2O3 (99.999%), Yb2O3 (99.999%), and Tm2O3 (99.999%) were purchased from Shanghai Yuelong New Materials Co. Ltd. Oleic acid (>90%) was purchased from Alfa Aesar Co., Ltd. 1-octadecence (ODE) (>90%) was purchased from Aladdin Reagent Co., Ltd. NaOH, NH4F, methanol, ethanol, cyclohexane, hydrochloric solution were purchased from Sinopharm Chemical Reagent Co., China. Rare-earth chlorides (LnCl3, Ln: Lu, Yb and Tm) were prepared by dissolving the corresponding metal oxide in 10% hydrochloric solution at elevated temperature and then evaporating the water completely. All other chemical reagents were of analytical grade and were used directly without further purification. Deionized water was used throughout the experiments.


Powder X-ray diffraction (XRD) measurements were performed on a Bruker D4 diffractometer at a scanning rate of 1°/min in the 2θ range from 10 to 70° (Cu Kα radiation, λ = 1.54056 Å). The size and morphology of the nanoparticles were determined at a JEOL JEM-2010 low to high resolution transmission electron microscope (HR-TEM) operated at 200 kV. These as-prepared samples were dispersed in cyclohexane and dropped on the surface of a copper grid for TEM test. Dynamic light scattering (DLS) experiment was carried out on an ALV-5000 spectrometer-goniometer equipped with an ALV/LSE-5004 light scattering electronic and multiple tau digital correlator and a JDS Uniphase He-Ne laser (632.8 nm) with an output power of 22 mW. The size distribution was measured at 25 °C with a detection angle of 90°. The upconversion luminescence (UCL) emission spectrum was recorded on Edinburgh LFS-920 instrument, but the excitation source using an external 0-1 W adjustable 980 nm semiconductor laser (Beijing Hi-Tech Optoelectronic Co., China) with an optic fiber accessory, instead of the Xeon source in the spectrophotometer. All the photoluminescence studies were carried out at room temperature. The photo of upconversion luminescence emission was obtained digitally on a Nikon multiple CCD Camera.

Synthesis of oleic acid (OA) capped NaLuF4:Yb,Tm nanocrystals

NaLuF4:Yb,Tm nanocrystals have been synthesized according to the previously reported method with some modification.[23] In a typical experiment, 1 mmol LnCl3 (RE=Lu, Yb, Tm) with rare earth ions molar ratio of 79:20:1 were added to a 100 mL flask containing 6 mL oleic acid and 15 mL 1-octadecene (ODE). The mixture was heated to 140 oC for 40 min to obtain a clear solution and then cooled down to 80 oC. Solid NH4F (4 mmol) and NaOH (2.5 mmol) were then added into the bottle and degassed at 120 oC for 30 min. The mixture was heated to 300 oC with a heating rate of about 40 oC/min and maintained at 300 ºC in argon atmosphere for 1 h. After cooled down to room temperature, the sample was precipitated by adding mixed liquor of 20 mL ethanol and 10 mL cyclohexane and collected by centrifugation at 14000 rpm. After washing with ethanol and cyclohexane for several times, NaLuF4:Yb,Tm nanocrystals were finally redispersed in cyclohexane.

Synthesis of water-soluble NaLuF4:Yb,Tm nanocrystals modified by citrate acid (cit-NaLuF4:Yb,Tm)

The preparation of water-soluble cit-NaLuF4:Yb,Tm nanocrystals was performed through ligand free nanocrystals as intermediate.[48] 10 mg OA-NaLuF4;Yb,Tm was washed with hydrochloric acid (pH = 4) to obtain water-dispersible, ligand-free NaLuF4:Yb,Tm nanocrystals. Then ligand-free NaLuF4:Yb,Tm was dispersed in the aqueous solution of citrate acid (30 mg/mL) and the cit-NaLuF4:Yb,Tm was obtained. The cit-NaLuF4:Yb,Tm was washed with water three times for further use.

UCL imaging of the lymphatic vessel

For in vivo UCL imaging under ambient light, a new in vivo UCL imaging system was set. The system includes an andor's iXon plus EMCCD camera (DU897), ring shaped 980 nm laser source, fluorescent lamp and mechanical support. EMCCD camera fitted with a band pass filter at 800 nm to block excitation laser. Ring shaped 980 nm laser source was constituted with eight external 0-5 W adjustable CW 980 nm lasers and the laser light has been calibrated to be uniform at the objective table.

For UCL imaging of the lymphatic vessel, 0.05 mL cit-NaLuF4:Yb,Tm nanocrystals were subcutaneously injected into the paw footpad of nude mouse. Then the mouse was imaged under ambient light (fluorescent lamp, 50 W) by the in vivo UCL imaging system with a ring shaped 980 nm laser (50 mW/cm2).

CT imaging of lymphatic vessel

The mouse treated in the UCL imaging was transferred to a micro-CT scanner (Skyscan 1076: Skyscan, Antwerp, Belgium). A scan lasted about 20 min, resulting in shadow projections with a pixel size of 10 μm. A modified Feldkamp algorithm, using undersampling to reduce noise, was applied to the scan data, resulting in reconstructed 3D data sets with a voxel size of 20 μm.

In vitro cytotoxicity assay

In vitro cytotoxicity was measured by performing methyl thiazolyl tetrazolium (MTT) assay on the KB cells. Cells were seeded into a 96-well cell culture plate at 5×104/well, under 100% humidity, and were cultured at 37 oC and 5% CO2 for 12 h. After removal of the culture medium, 100 μL of different concentrations of cit-NaLuF4:Yb,Tm (0, 200, 400, 600, 800 and 1000 mg/mL, diluted in RPMI 1640 with 10% FBS) were added to the wells. The cells were subsequently incubated for 48 h at 37 oC under 5% CO2. Thereafter, MTT (10 μL; 5 mg/mL) was added to each well and the plate was incubated for an additional 4 h at 37 oC under 5% CO2. 10 min after the addition of 100 μL of DMSO to each well, the optical density OD570 value (Abs.) of each well, with background subtraction at 690 nm, was measured by means of a Tecan Infinite M200 monochromator-based multifunction microplate reader. The following formula was used to calculate the inhibition of cell growth: Cell viability(%)=(mean of Abs. value of treatment group/mean Abs. value of control)×100%.

Results and Discussion

NaLuF4 nanocrystals co-doped with 79 mol% Lu3+, 20 mol% Yb3+, and 1 mol% Tm3+ were synthesized via a modified solvothermal method.[23] The as-prepared oleic acid coating nanoparticles are denoted as OA-NaLuF4:Yb,Tm here. As determined by transmission electron microscopy (TEM), the OA-NaLuF4:Yb,Tm have spheric shape with an average size of ~17 nm, as shown in Fig. 1a and b. The peaks in X-ray diffraction (XRD) patterns can be well indexed to the hexagonal phase NaLuF4 (JCPDS No. 27-0726, Fig. 1c). Energy dispersive X-ray analysis (EDXA) indicates the presence of Lu, Yb, and F elements in the OA-NaLuF4:Yb,Tm (Fig. 1d).

Under excitation from a CW 980 nm laser, the OA-NaLuF4:Yb,Tm in cyclohexane showed two characteristic upconversion luminescence (UCL) emission bands centered at 475 and 800 nm (Fig. 2), originated from the 1G43H6 and 3H43H6 transitions of Tm3+, respectively. In particular, OA-NaLuF4:Yb,Tm exhibited an excellent 800 nm near infrared (NIR) UCL emission. The inset of Fig. 2 is the photograph of the sample, and a blue UCL emission is visible to the naked eye directly.

To achieve better dispersion of the nanoparticles in water, citric acid (cit) was used as surface ligand to replace the oleic acid of the OA-NaLuF4:Yb,Tm.[49] The obtained citric acid-modified nanoparticles are described here as cit-NaLuF4:Yb,Tm. The cit-NaLuF4:Yb,Tm showed excellent water-solubility, and had a hydrodynamic size of ~25 nm (Supplementary Material: Fig. S1), with a zeta potential of ~-33.3 mV (Supplementary Material: Fig. S2).

 Figure 1 

(a) TEM image, (b) paticle size distribution, (c) XRD patterns, (d) EDXA of OA-NaLuF4:Yb,Tm nanoparticles.

Theranostics Image (Click on the image to enlarge.)
 Figure 2 

The UCL emission spectrum and photo (inset) of the OA-NaLuF4:Yb,Tm in cyclohexane solution under excitation at CW 980 nm.

Theranostics Image (Click on the image to enlarge.)

The cit-NaLuF4:Yb,Tm was then applied in lymphatic vessel imaging by UCL imaging and X-ray CT imaging. Generally, ambient light should be blocked by performing the imaging experiments in a dark box to increase the SNR. The commercial lamp is commonly based on three band fluorescence, which generates the luminescence spectrum (pink) as shown in Fig. 3b. Because the emission at 800 nm is weak from ambient light, UCL imaging employed 800 nm emission as signal will show better SNR than in the visible light range (Fig. 3b, purple). To investigate whether or not the lymph vessel can be imaged in ambient light, the location of the lymph vessel was firstly determined using UCL imaging. Fifty microliters of cit-NaLuF4:Yb,Tm (2 mg/mL) was injected intradermally into the right hind limb of the mouse. Thirty minutes after the injection, the image of the lymph vessel was recorded on the in vivo UCL imaging system, without cutting ambient light; the image obtained was shown in Fig. 4a simply by collecting the UCL emission at 800 nm with an EMCCD, upon irradiation with a CW 980 nm laser (50 mW/cm2, Fig. 3a). An intense UCL signal could be detected at 800 nm from the lymphatic vessel (Fig. 4a) with an exposure time of 0.1 s and gain setting of 0 (Supplementary Material: Fig. S3 and video 1), clearly depicting the lymphatic drainage by UCL imaging agents cit-NaLuF4:Yb,Tm. This means the injected solution is rapidly taken into the lymphatic drainage within a few minutes and begin to reveal the lymphatic vessels around the injection sites. Three sections with identical area were selected for analysis of UCL intensity, 800 nm light from the ambient light and CCD noise by Kodak in vivo system software. Here the ambient light and CCD background signal are denoted as noise. The Area 1 signal includes the UCL signal and noise, and the signal of Area 2 and Area 3 is from the noise. Because the black animal plate adsorbed the light, the signal of Area 3 is weaker than that of Area 2. Quantitative analysis showed that the UCL SNR from the lymph vessel is 3.66 (Fig. 4b). This is the first time that the photoluminescent imaging of a whole-body animal has been achieved without cutting out ambient light (Fig. 4a, video 1 and Supplementary Material: Fig. S3-S4). Moreover, this means the UCL signal could be detected with a frame per second of more than 10, which will help clinician achieve more real time dynamic imaging information.

 Figure 3 

(a) The scheme depicts in vivo UCL imaging under lamp light. Eight external 0-5 W adjustable CW 980 nm lasers were used as the ring shaped excitation sources, and a lamp as lighting system. An Andor DU897 EMCCD with an 800 nm bandpass filter was used as the signal collector. The UCL imaging of a whole-body animal could be achieved without cutting out ambient light due to the excellent UCL emission at 800 nm of NaLuF4:Yb,Tm. (b) The luminescence spectrum of a normal lamp and UCL spectrum of NaLuF4:Yb,Tm nanoparticles.

Theranostics Image (Click on the image to enlarge.)
 Figure 4 

(a) In vivo UCL imaging of the lymphatic vessel of the cit-NaLuF4:Yb,Tm-injected mouse upon irradiation at 980 nm laser in the presence of ambient lamp. (b) Quantitative analysis of UCL intensity in the identified area shown in (a).

Theranostics Image (Click on the image to enlarge.)

Although UCL imaging presents excellent imaging quality, the in vivo imaging resolution and 3D information is limited. And thus we try to use CT imaging to achieve more information due to the theoretical high X-ray attenuation coefficient of cit-NaLuF4:Yb,Tm.

Now there is commercial X-ray CT imaging agent to view lymphatic circulation and lymph nodes for diagnostic purposes, while the specialists observed that the pulmonary complications following lymphangiography are more often severe in patients with lymphatic obstruction. So decreasing the dosage of injection is of great significance to the lymphangiographer. To assess the X-ray imaging effects of cit-NaLuF4:Yb,Tm, we firstly quantificationally detect its X-ray absorption. Different concentration of cit-NaLuF4:Yb,Tm and the control commercial X-ray imaging agents, iopromide injection solution, was monitored by a X-ray CT to determine the specification curve of HU value. Result showed that a cit-NaLuF4:Yb,Tm preparation of concentration 1 mg/mL is equivalent in X-ray absorption to a 1.55 mg/mL iopromide injection solution (Fig. 5), indicating the excellent X-ray CT imaging ability and potential as CT imaging agents in clinical to decrease drug dose used.

 Figure 5 

HU value to various concentration of iopromide (gray) and cit-NaLuF4:Yb,Tm (red) at room temperature detected by a Siemens CT.

Theranostics Image (Click on the image to enlarge.)

CT lymphography allows accurate localization even with lymph flow rerouting toward the subsequent distant nodes and in those with multiple sentinel lymph node (SLN). To further investigate the in vivo X-ray CT imaging ability, the same mouse used in UCL imaging was then transferred to a Skyscan CT, and imaged for 20 min. The results shown in Fig. 6a, b, c and video 2 depicts the precise anatomical structure of the lymph vessel (Fig. 4a), without the need for dissection. The different angle views of the 3D CT image sets facilitates comprehensive perception of the anatomy of the lymphatic pathway. And the routes of CT imaged draining lymphatic vessels appears consistent with those observed on the UCL lymphatic imaging. In addition, our cit-NaLuF4:Yb,Tm are expected to have small diffusion coefficients due to the relatively large size. The slower lymphatic flow maximizes the retention time of our cit-NaLuF4:Yb,Tm in lymphatic vessels compared to small molecular CT imaging contrast such as commercial iopamidol, by which the lymphatic enhancement appears to slightly decrease on the first or second postcontrast images.[50] Furthermore, the high resolution X-ray CT imaging reveals more information by observation from different sides (Fig. 6c).

To date, although gamma probes- and vital dye-guided lymphatic mapping have shown favorable results, there are some disadvantages and potential pitfalls in lymph node or vessel biopsy with these methods. Lymphoscintigraphy shows poor spatial resolution and the lack of accurate anatomic landmarks and geometry. Gamma probe-directed lymphatic mapping may be difficult when the lymph node or vessel is close to the injection site because of shine-through radioactivity. And the blue dye-stained lymphatic vessels and/or nodes may not be readily apparent in the fatty axilla. As seen from the result above, our dual-modal imaging UCNP presents excellent luminescence imaging depth without needs of skin removal and high SNR of luminescence without needs of cutting off ambient light. This gives more convenience of surgery operation for clinician. In addition, as supplements, the UCNP as CT imaging agents show comprehensive perception of the anatomy of the lymphatic pathway by X-ray CT imaging in spite of a paratibial one. Furthermore, the use of nanoparticles based imaging agents has advantages such as size tunability and the surface of particles can be functionalized for improved selectivity, which may decrease toxicity due to less uptake by non-target tissues and organs.[33, 51]

 Figure 6 

3D reconstruction (a) and raw data (b) of in vivo CT imaging of the lymphatic vessel of mouse injected with cit-NaLuF4:Yb,Tm. Red line in 6a is the simulated lymphatic vessel in 6b. (c) Some special cross sections shown in 6b.

Theranostics Image (Click on the image to enlarge.)

Finally, the biocompatibility of cit-NaLuF4:Yb,Tm was investigated. Varying concentrations (100-1000 µg/mL) of cit-NaLuF4:Yb,Tm was incubated with the human nasopharyngeal epidermal carcinoma cell line KB cells for 48 hours and then tested by methyl thiazolyl tetrazolium (MTT) assay. Result shown in Fig. 7 compares the effects of varying concentrations (100-1000 µg/mL) of cit-NaLuF4:Yb,Tm on KB cells and no significant difference in the proliferation of the cells were observed in the absence or presence of 0-600 μg/mL cit-NaLuF4:Yb,Tm. After 48 h of incubation with 1000 µg/mL of cit-NaLuF4:Yb,Tm, the cellular viability was greater than 90%. The MTT assay results demonstrated that the obtained cit-NaLuF4:Yb,Tm has low cytotoxicity.

 Figure 7 

In vitro toxicity assessment of cit-NaLuF4:Yb,Tm by MTT assay.

Theranostics Image (Click on the image to enlarge.)

In summary, we demonstrated a dual-modal imaging agent based on Yb3+ and Tm3+ codoped NaLuF4 nanocrystals, showing bright upconversion luminescence under ambient light and high X-ray attenuation, by which the optical imaging of lymphatic vessel in ambient light is realized and its comprehensive perception of the anatomy of the lymphatic pathway is recorded. Thus, this technique appears to have an excellent potential in preoperative lymphatic mapping and imaging guided surgery.

Supplementary Material


Fig.S1 - S4.


The authors greatly acknowledge the financial support from NSFC (21231004), State Key Basic Research Program of China (2011AA03A407 and 2012CB932403), and Shanghai Sci. Tech. Comm. (11XD1400200 and 12JC1401300), IRT0911, SLADP (B108) for financial support.

Competing Interests

The authors have declared that no competing interest exists.


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Author contact

Corresponding address Corresponding author: Fuyou Li, Email:

Received 2012-8-31
Accepted 2012-10-9
Published 2013-4-23